DOUGLAS MYLES GORDON is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 65 LASALLE ROAD, SUITE 200, WEST HARTFORD, CT, 06107.
DOUGLAS MYLES GORDON has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
DOUGLAS MYLES GORDON has 1 Disclosure Event(s).
Date: February 26, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE WAS NEGLIGENT IN THE HANDLING OF HER ACCOUNTS. THE ACCOUNTS WERE OPENED IN NOVEMBER 2003 AND OCTOBER 2008. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED. Settlement Amount: $62,500.00 Broker Comment: WITHOUT ADMITTING OR DENYING ALLEGATIONS, THE CASE WAS SETTLED BY THE BROKER/DEALER TO AVOID ANY FURTHER OR POTENTIAL COSTS OF LITIGATION.
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