DOUGLAS RALPH LANE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 525 SOUTH HILL STREET, 484858, GRIFFIN, GA, 30224.
DOUGLAS RALPH LANE has worked at LPL FINANCIAL LLC since October 11, 2011
Disclosure History
DOUGLAS RALPH LANE has 1 Disclosure Event(s).
Date: April 25, 2003 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE IR DID NOT FOLLOW HIS INSTRUCTIONS ON THE PURCHASE OF DYNEGY SHARES ON 2/10/03. THE SHARES ON THAT DATE WERE TRADING APPROXIMATELY 1.90 PER SHARE AND THE PRICE HAS NOW MOVED TO $3.76 PER SHARE. THE CLIENT FEELS THAT THE ONLY FAIR RESOLUTION TO THIS MATTER IS TO RESTORE HIS ACCOUNT TO THE 2,894 SHARES ON DYNEGY STOCK THAT HE COULD HAVE PURCHASED ON 2/10/03. Damage Amount Requested: $5,000.00
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