DOUGLAS HAMMOND LEMON

DOUGLAS HAMMOND LEMON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 128 BEECHTREE LN, FLORENCE, MS, 39073.

DOUGLAS HAMMOND LEMON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 22, 1999

Disclosure History

DOUGLAS HAMMOND LEMON has 2 Disclosure Event(s).

Date: June 08, 1990
Category: Regulatory

Date: June 01, 1988
Category: Customer Dispute
Allegations: UNSUITABLE INVESTMENTS WITH ALLEGED DAMAGESOF $250,000 FROM REDUCTION OF PRINCIPAL AND LOSS OF INTEREST
Damage Amount Requested: $250,000.00
Settlement Amount: $170,000.00
Broker Comment: SENTRA SECURITIES AND I WERE CO-DEFENDANTS.SENTRA AGREED TO PAY PLANTIFF $170,000 BETWEEN NOW AND12/31/90.

More Information

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