DOUGLAS GEORGE SPENCER LUDGATE is currently employed as a Broker and/or Investment Adviser at ARQUE CAPITAL, LTD. located at 21250 Hawthorne Boulevard, SUITE 500, Torrance, CA, 90503.
DOUGLAS GEORGE SPENCER LUDGATE has worked at ARQUE CAPITAL, LTD. since August 14, 2012
Disclosure History
DOUGLAS GEORGE SPENCER LUDGATE has 2 Disclosure Event(s).
Date: September 19, 2016 Category: Judgment / Lien Judgment/Lien Amount: $20,063.74 Judgment/Lien Type: Tax Broker Comment: Negotiated a 3 year payment plan with the State of California to resolve.
Date: August 29, 2016 Category: Judgment / Lien Judgment/Lien Amount: $3,365.14 Judgment/Lien Type: Tax Broker Comment: Lien is still outstanding.
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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