DOUGLAS RYAN MAGERS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 16600 SPRAGUE ROAD, SUITE 380, MIDDLEBURGH HEIGHTS, OH, 44130.
DOUGLAS RYAN MAGERS has worked at LPL FINANCIAL LLC since September 02, 2010
Disclosure History
DOUGLAS RYAN MAGERS has 1 Disclosure Event(s).
Date: August 15, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE MISREPRESENTED AUCTION RATE SECURITIES- CLOSED END FUND THAT LED TO PURCHASE IN JANUARY 2007 Damage Amount Requested: $300,000.00 Settlement Amount: $300,000.00 Broker Comment: REPRESENTATIVE DOES NOT AGREE WITH THE ALLEGATION OF MISREPRESENTATION OF THE SECURITIES IN QUESTION.
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