DOUGLAS JOHN MCCASLIN is currently employed as a Broker and/or Investment Adviser at AEGIS CAPITAL CORP. located at 1000 SW BROADWAY, SUITE 1220, PORTLAND, OR, 97205.
DOUGLAS JOHN MCCASLIN has worked at AEGIS CAPITAL CORP. since July 02, 2015
Date: March 17, 1995 Category: Customer Dispute Allegations: SUITABILITY; MISREPRESENTATION; BRCH OFFIDUCIARY DT; ACCT RELATED- NEGLIGENCE, DAMAGES OF $888,336(COMMOM STOCK) Damage Amount Requested: $97,084.00 Damages Granted: $30,000.00 Broker Comment: ACTUAL/COMPENSATORY DAMAGES, RELIEF HAS BEENAWARDED (PARTIAL/FULL), AWARD AMT $30K JOINTLY & SEVERALLY;PUNITIVE/EXEMPLARY DAMAGES, RELIEF REQUEST HAS BEEN DENIED INFULL;TREBLE DAMAGES, RELIEF REQUEST HAS BEEN DENIED IN FULLNot Provided
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