DOUGLAS LAWRENCE MURPHY

DOUGLAS LAWRENCE MURPHY is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1522 ELK CREEK DR, IDAHO FALLS, ID, 83404-8322.

DOUGLAS LAWRENCE MURPHY has worked at AMERIPRISE FINANCIAL SERVICES, INC. since December 14, 2012

Disclosure History

DOUGLAS LAWRENCE MURPHY has 1 Disclosure Event(s).

Date: January 15, 2016
Category: Customer Dispute
Allegations: The client alleged she received poor advice to purchase the variable annuities she purchased in March 2015 and September 2015.
Damage Amount Requested: $27,394.46

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN ID WITH DISCLOSURE EVENTS

To view the full report for DOUGLAS LAWRENCE MURPHY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal