DOUGLAS LOUIS ROBBINS

DOUGLAS LOUIS ROBBINS is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 8075 LEESBURG PIKE, SUITE 200, VIENNA, VA, 22182.

DOUGLAS LOUIS ROBBINS has worked at NYLIFE SECURITIES LLC since September 05, 2017

Disclosure History

DOUGLAS LOUIS ROBBINS has 2 Disclosure Event(s).

Date: January 30, 2013
Category: Criminal
Charges: VANDALISM(DOMESTIC ABUSE) OVER $20,000
Disposition: Dismissed

Date: September 12, 2007
Category: Customer Dispute
Allegations: CLIENT'S POWER OF ATTORNEY ALLEGES THAT THE VARIABLE ANNUITY CLIENT PURCHASED IN AUGUST WAS UNSUITABLE IN LIGHT OF HER ADVANCED AGE AND RISK TOLERANCE. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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