Douglas E Scudder

Douglas E Scudder is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 801 W 10TH ST, JUNEAU, AK, 99801.

Douglas E Scudder has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 08, 2009

Disclosure History

Douglas E Scudder has 2 Disclosure Event(s).

Date: January 03, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGED FC FAILED TO FOLLOW INSTRUCTIONS WITH REGARD TO REALLOCATION OF ASSETS WITHIN MANAGED ACCOUNT.2000-2002DAMAGES UNSPECIFIED
Broker Comment: CLAIM DENIED.

Date: October 29, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $100,000.00
Broker Comment: THE FIRM FOUND THE COMPLAINT TO BE WITHOUT MERIT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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