DOUGLAS LARRY STEVENS

DOUGLAS LARRY STEVENS is currently employed as a Broker and/or Investment Adviser at PLANMEMBER SECURITIES CORPORATION located at 113 W. Grand River Avenue, Brighton, MI, 48116.

DOUGLAS LARRY STEVENS has worked at PLANMEMBER SECURITIES CORPORATION since February 24, 2016

Disclosure History

DOUGLAS LARRY STEVENS has 2 Disclosure Event(s).

Date: March 18, 2011
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT IN AUGUST 2010 FUNDS WERE PROVIDED TO THE REPRESENTATIVE TO ESTABLISH A 529 PLAN; HOWEVER, SHE HAS RECENTLY LEARNED THE PLAN WAS NOT ESTABLISHED. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
Settlement Amount: $3,850.00

Date: May 03, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE FAILED TO FOLLOW INSTRUCTIONS REGARDING A TRANSFER OF FUNDS BETWEEN 403(B) PLANS, IN MARCH 2010. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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