DOUGLAS LARRY STEVENS is currently employed as a Broker and/or Investment Adviser at PLANMEMBER SECURITIES CORPORATION located at 113 W. Grand River Avenue, Brighton, MI, 48116.
DOUGLAS LARRY STEVENS has worked at PLANMEMBER SECURITIES CORPORATION since February 24, 2016
Disclosure History
DOUGLAS LARRY STEVENS has 2 Disclosure Event(s).
Date: March 18, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT IN AUGUST 2010 FUNDS WERE PROVIDED TO THE REPRESENTATIVE TO ESTABLISH A 529 PLAN; HOWEVER, SHE HAS RECENTLY LEARNED THE PLAN WAS NOT ESTABLISHED. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED. Settlement Amount: $3,850.00
Date: May 03, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE FAILED TO FOLLOW INSTRUCTIONS REGARDING A TRANSFER OF FUNDS BETWEEN 403(B) PLANS, IN MARCH 2010. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
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