DOUGLAS GUY STEWART

DOUGLAS GUY STEWART is currently employed as a Broker and/or Investment Adviser at CARY STREET PARTNERS located at 250 EXECUTIVE CENTER PARKWAY, FREDERICKSBURG, VA, 22401.

DOUGLAS GUY STEWART has worked at CARY STREET PARTNERS since June 22, 2007

Disclosure History

DOUGLAS GUY STEWART has 1 Disclosure Event(s).

Date: June 02, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES MR. STEWART INACCURATELY COMPARED A RECOMMENDED INVESTMENT TO EXISTING HOLDINGS, CREATING A FALSE EXPECTATION OF POSITIVE RETURNS. THE FIRM AND MR. STEWART DENY THESE CLAIMS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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