DOUGLAS MATTHEW TANNER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1717 LITITZ PIKE, LANCASTER, PA, 17601-6509.
DOUGLAS MATTHEW TANNER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 21, 1986
Disclosure History
DOUGLAS MATTHEW TANNER has 1 Disclosure Event(s).
Date: February 07, 2003 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT ACUTAL PREMIUMS ON THEIR LIFE POLICIES WERE HIGHER THAN THEY WERE INFORMED, THEY WERE NOT TOLD OF THE SURRENDER CHARGES AND THE INVESTMENT WERE RISKIER THAN THEY HAD ASSUMED. Damage Amount Requested: $35,400.00 Broker Comment: THE FIRM FOUND THE CLIENTS HAD RECEIVED FULL AND FAIR DISCLOSURE ON THEIR POLICIES. THE CLIENT HAD RECEIVED AND SIGNED FOR THE POLICY ILLUSTRATIONS AND POLICY CONTRACTS. THE FIRM ALSO FOUND THE POLICIES WERE SUITABLE GIVEN THE CLEINTS STATED GOALS AND OBJECTIVES.
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