DOUGLAS QUAN LUN YEE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 733 BISHOP STREET, SUITE 2800, HONOLULU, HI, 96813.
DOUGLAS QUAN LUN YEE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
DOUGLAS QUAN LUN YEE has 1 Disclosure Event(s).
Date: July 30, 2007 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT FROM JULY 2000 TO OCTOBER 2002, THE FINANCIAL ADVISOR ALLEGEDLY MISMANAGED HER ACCOUNTS RESULTING IN LOSSES. Damage Amount Requested: $96,253.00 Broker Comment: THE CLAIM WAS DENIED AS WITHOUT MERIT.
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