DUDLEY MCBEE BARNES is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 252 SUNFLOWER AVENUE, 252 SUNFLOWER AVE., CLARKSDALE, MS, 38614.
DUDLEY MCBEE BARNES has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since August 03, 1976
Disclosure History
DUDLEY MCBEE BARNES has 1 Disclosure Event(s).
Date: January 07, 2009 Category: Customer Dispute Allegations: CLIENT HAS DISCRETIONARY ACCOUNTS. ALLEGES THAT HE INSTRUCTED THE FA TO LIQUIDATE THE ENTIRE ACCOUNT BUT THE FA DID NOT; ONLY LIQUIDATED 75% OF THE ACCOUNTS. THIS RESULTED IN LOSSES TO THE CLIENT. THE CLIENT AND FA AGREED TO THE FA COMPENSATING HIM FOR HALF OF THE LOSSES INCURRED AND A WAIVER OF THE FA ADVISORY FEE FOR 36 MONTHS. Damage Amount Requested: $24,200.00 Settlement Amount: $12,091.56
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