DURAN FABRE ALLEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2001 BUTTERFIELD ROAD, SUITE 1000, DOWNERS GROVE, IL, 60515.

DURAN FABRE ALLEN has worked at LPL FINANCIAL LLC since December 09, 2013

Disclosure History

DURAN FABRE ALLEN has 2 Disclosure Event(s).

Date: February 09, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $2,458.95
Judgment/Lien Type: Tax
Broker Comment: For taxes years 2014 and 2015

Date: January 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DURAN FABRE ALLEN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.