DUSTIN NEIL CHRISTOPHERSON is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 7955 STONE CREEK DR STE #20, CHANHASSEN, MN, 55317.

DUSTIN NEIL CHRISTOPHERSON has worked at CETERA ADVISORS LLC since February 24, 2014

Disclosure History

DUSTIN NEIL CHRISTOPHERSON has 1 Disclosure Event(s).

Date: March 22, 2017
Category: Customer Dispute
Allegations: Claimant alleges that the representative recommended unsuitable investments in two TIC programs. Allegations include misrepresentation, fraud, negligence and breach of fiduciary duty.
Damage Amount Requested: $875,566.80
Settlement Amount: $225,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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