DUSTIN JOSEPH PLOESSL

DUSTIN JOSEPH PLOESSL is currently employed as a Broker and/or Investment Adviser at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located at 500 MAIN STREET, DUBUQUE, IA, 52001.

DUSTIN JOSEPH PLOESSL has worked at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC since August 13, 2014

Disclosure History

DUSTIN JOSEPH PLOESSL has 8 Disclosure Event(s).

Date: July 01, 2013
Category: Financial
Type: Declaration
Disposition: Satisfied/Released
Broker Comment: I WILL BE PAYING THIS COLLECTION OFF ONCE ORIGIN OF THE CHARGE IS FOUND OUT AND WHY I OWE IT.

Date: July 01, 2012
Category: Financial
Type: Declaration
Disposition: Satisfied/Released
Broker Comment: I FELL BEHIND ON MY CREDIT CARD PAYMENTS AND I AM NOW IN THE PROCESS OF PAYING ALL OF THEM OFF SINCE I NOW HAVE A FULL TIME JOB. THIS WILL BE PAID OFF WITHIN THE YEAR.

Date: December 01, 2011
Category: Financial
Type: Declaration
Disposition: Direct Payment Procedure
Broker Comment: CARD WENT INTO DEFUALT WHEN I WAS WORKING PART TIME AND HAS SINCE BEEN PAID OFF.

Date: December 01, 2011
Category: Financial
Type: Declaration
Disposition: Direct Payment Procedure
Broker Comment: CREDIT CARD THAT WENT INTO DEFUALT WHEN I WAS WORKING PART TIME AND HAS SINCE BEEN PAID OFF.

Date: March 01, 2011
Category: Financial
Type: Declaration
Disposition: Satisfied/Released
Broker Comment: I FELL BEHIND ON MY CREDIT CARD PAYMENTS AND I AM NOW IN THE PROCESS OF PAYING ALL OF THEM OFF SINCE I NOW HAVE A FULL TIME JOB. THIS WILL BE PAID OFF WITHIN THE YEAR.

Date: December 01, 2010
Category: Financial
Type: Declaration
Disposition: Direct Payment Procedure
Broker Comment: THIS CREDIT CARD WAS PAID OFF WITH THE CREDITOR. IT WAS A CARD THAT WENT INTO DEFUALT AT SAME TIME AS MY OTHER CARDS. DUE TO THE LACK OF A FULL TIME JOB

Date: July 01, 2010
Category: Financial
Type: Declaration
Disposition: Direct Payment Procedure
Broker Comment: THIS AMERICAN EAGLE CREDIT CARD WENT INTO DEFUALT WHEN I WAS WORKING PART TIME AND HAS SINCE BEEN PAID OFF NOW THAT I AM WORKING A FULL TIME JOB.

Date: February 01, 2010
Category: Financial
Type: Declaration
Disposition: Satisfied/Released
Broker Comment: I FELL BEHIND ON MY CREDIT CARD PAYMENTS AND I AM NOW IN THE PROCESS OF PAYING ALL OF THEM OFF SINCE I NOW HAVE A FULL TIME JOB. THIS WILL BE PAID OFF WITHIN THE YEAR.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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