E BRUCE DANIEL

E BRUCE DANIEL is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 8425 PULSAR PL, COLUMBUS, OH, 43240.

E BRUCE DANIEL has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 20, 1986

Disclosure History

E BRUCE DANIEL has 1 Disclosure Event(s).

Date: June 12, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT MR. DANIEL MADE UNSUITABLE INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $40,000.00
Broker Comment: MERRILL LYNCH AND MR. DANIEL DENY THE ALLEGATIONS BROUGHT FORTH IN THIS COMPLAINT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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