EARL DUANE SOUTHERLAND is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 4910 S FT APACHE RD, LAS VEGAS, NV, 89148.
EARL DUANE SOUTHERLAND has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 31, 2016
Date: September 29, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: March 22, 1979 Category: Criminal Charges: #1) 1 COUNT MARIJUANA POSSESSION-FELONY CHARGE 1 COUNT POSESSION NARCOTIC EQUIPMENT-FELONY CHARGE#2) BOTH ARE FELONY CHARGES#3) GUILTY PLEA FOR EACH CHARGE#4) N/A (NOT INVESTMENT RELATED)COURT DOCUMENTS HAVE BEEN SENT TO THE NASD CONFIRMING THE ABOVE Charge Type: FELONY Disposition: *1 COUNT MARIJUANA POSSESSION - MARCH 29, 1979 GIVEN ONE YEAR PROBATION + $300 IN COURT COSTS*1 COUNT POSESSION NARCOTIC EQUIPMENT - MARCH 29, 1979 CHARGES WERE DISMISSEDCOURT DOCUMENTS HAVE BEEN SENT TO THE NASD CONFIRMING THE ABOVE
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