EDDIE NGO is currently employed as a Broker and/or Investment Adviser at SIGMA FINANCIAL CORPORATION located at 222 East Olive Ave, Suite 2, Redlands, CA, 92373.
EDDIE NGO has worked at SIGMA FINANCIAL CORPORATION since October 31, 2017
Disclosure History
EDDIE NGO has 1 Disclosure Event(s).
Date: January 01, 1990 Category: Customer Dispute Allegations: CUSTOMER ALLEGE THAT 7 HAD MISREPRESENTED THEINVESTMENTS IN LTD PARTNERSHIPS ON BEING SAFE AND CONSERVATIVE. IN 12 DAYS OF DEPOSITIONS WITH THE CLIENT AND HIS WIFE THEREWAS ABSOLUTELY NO EVIDENCE OF LONG MISREPRESENTATION OR WRONGDOING OF ANY KIND. CLIENT ADMITTED RECEIVED PROSPECTIVEDETAILING RISK AND HAD ALL OF IT FILED IN 3 RING BINDERSSHOWING THE RISK DISCLOSED. Settlement Amount: $225,000.00 Broker Comment: OUR ATTORNEYS FILED A MOTION TO DISMISS BASED ONSEVERAL FACTOS, INCLUDING NO FACTUAL BASIS FOR ANY CLAIM ORTHERE WAS NO MISREPRESENTATION OR FRAUD. CLIENT DROPPED HISCLAIM DOWN TO LESS THAT 1/5 OF HIS ASKING AMOUNT. BASED ON THEPOTENTIAL FOR MORE EXPENSE IN A POTENTIAL LITIGATION THEINSURANCE COMPANY AND ATTORNEY RECOMMENDED THAT WE SETTLE FOR$225,000 WITH NO ADMISSION OF GUILT OR ANY LIABILITY ON MYPART.Not Provided
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