EDMOND GORDON ROUSSE

EDMOND GORDON ROUSSE is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 172 N MAIN STREET, BARRE, VT, 05641.

EDMOND GORDON ROUSSE has worked at EQUITY SERVICES, INC. since June 24, 1994

Disclosure History

EDMOND GORDON ROUSSE has 1 Disclosure Event(s).

Date: March 04, 2003
Category: Customer Dispute
Allegations: IN NOVEMBER 2000, MR. ROUSSE RECOMMEDNED THAT MR. ROSSI PURCHASE SHARES OF SEVERAL MUTUAL FUNDS WITH HIS 401(K)ROLLOVER. MR. ROSSI ALLEGES THAT THE FUNDS MR. ROUSSE RECOMMENDED WERE UNSUITABLE.
Damage Amount Requested: $15,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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