EDMUND HAMMOND

EDMUND HAMMOND is currently employed as a Broker and/or Investment Adviser at WELLS FARGO FUNDS DISTRIBUTOR, LLC located at 200 BERKELEY STREET, 18TH,19TH, 20TH, 23RD, AND 24TH FLOORS, BOSTON, MA, 02116.

EDMUND HAMMOND has worked at WELLS FARGO FUNDS DISTRIBUTOR, LLC since November 15, 2017

Disclosure History

EDMUND HAMMOND has 2 Disclosure Event(s).

Date: November 30, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: A debt incurred from a credit card taken in college.

Date: December 10, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: A debt incurred from a credit card taken in college.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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