EDMUNDO JAVIER GARZA is currently employed as a Broker and/or Investment Adviser at HUNTLEIGH SECURITIES CORPORATION located at CITY VIEW PLAZA, TOWER 1, SUITE 801, GUAYNABO, PR, 00968.
EDMUNDO JAVIER GARZA has worked at HUNTLEIGH SECURITIES CORPORATION since July 29, 2016
Disclosure History
EDMUNDO JAVIER GARZA has 1 Disclosure Event(s).
Date: July 07, 2002 Category: Customer Dispute Allegations: ALLEGED UNAUTHORIZED TRADING BETWEEN MAY 2002 AND JULY 2002. CLIENT ALLEGES THAT TRANSACTIONS WERE NOT DONE WITH WRITTEN APPROVAL AS PER AGREEMENT. Damage Amount Requested: $2,000,000.00 Broker Comment: ON 9/2/2003 RESPONDENT'S ATTORNEY WROTE TO CLAIMANT'S ATTORNEY DENYING ALL ALLEGATIONS AND REJECTING CLAIM. TO DATE RESPONDENT HAS RECEIVED NO FURTHER COMMUNICATION REGARDING MATTER, AND CONSIDERS IT CLOSED.
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