EDNA L HAUGHNEY is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 400 RELLA BLVD, STE 165, Suffern, NY, 10901-8114.
EDNA L HAUGHNEY has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 18, 2012
Disclosure History
EDNA L HAUGHNEY has 2 Disclosure Event(s).
Date: August 14, 2008 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION REGARDING A VARIABLE ANNUITY CONTRACT. DAMAGES UNSPECIFIED. Broker Comment: MERRILL LYNCH FOUND [CUSTOMER'S] CLAIM TO BE WITHOUT MERIT.
Date: March 21, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS IN HER ACCOUNT. Broker Comment: MERRILL LYNCH FOUND [CUSTOMER] CLAIMS TO BE WITHOUT MERIT.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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