EDUARDO TIONGKO DEGUZMAN

EDUARDO TIONGKO DEGUZMAN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 710 Yorklyn Rd, Suite 210, Hockessin, DE, 19707.

EDUARDO TIONGKO DEGUZMAN has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

EDUARDO TIONGKO DEGUZMAN has 1 Disclosure Event(s).

Date: September 22, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE'S RECOMMENDATION TO PURCHASE A VARIABLE LIFE INSURANCE POLICY IN MARCH 2008 WAS NOT SUITABLE. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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