EDUARDO C MARR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1717 NORTH NAPERVILLE ROAD, SUITE 200, NAPERVILLE, IL, 60563.
EDUARDO C MARR has worked at LPL FINANCIAL LLC since October 15, 2009
EDUARDO C MARR has 2 Disclosure Event(s).
Date: February 18, 1998 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HIS ACCOUNT WAS CHURNED ANDHIS ACCOUNT VALUE DECLINED BY APPROXIMATELY $17,000 WITHOUTBEING INFORMED Damage Amount Requested: $17,000.00 Broker Comment: MERRILL LYNCH DETERMINED THE CUSTOMER'SALLEGATIONS ARE WITHOUT MERIT AND CLOSED THE CASE.THE CUSTOMER WAITED ALMOST TWO YEARS SINCE THEALLEGED ACTIVITY TOOK PLACE, AND AFTER I HAD LEFT MERRILLLYNCH. THE CUSTOMER PARTICIPATED FULLY IN EACH INVESTMENTDECISION AND APPROVED EACH TRANSACTION. REGULAR STATEMENTSWERE SENT TO THE CLIENT'S RESIDENCE, INDICATING ALL ACTIVITY.
Date: February 21, 1992 Category: Employment Separation After Allegations Firm Name: PRUDENTIAL INSURANCE COMPANY OF AMERICA Termination Type: Discharged Allegations: N/ACOMPANY ALLEGES THAT LIFE INSURANCE POLICIESWRITTERN BY ME ON TWO MEMBERS OF THE OFFICE'S CLERICAL STAFFWAS AN IMPROPER ACTIVITY. THE COMPANY FURTHER ALLEGES THAT THEPAYMENT OF INITIAL PREMIUMS BY ME WAS ALSO IMPROPER. Broker Comment: EMPLOYMENT TERMINATED EFFECTIVE 2/21/92 VIALETTER DELIVERED TO ME BY DISTRICT MANAGER CHARLES COOPER. NOFURTHER CONTACT HAS BEEN MADE ON THIS MATTER.THE POLICIES WRITTEN ON THE TWO CLERICAL STAFFMEMBERS WAS BOTH REASONABLE AND JUSTIFIED IN TERMS OF FACEAMOUNT AND PREMIUM SIZE AS WELL AS APPROPRIATE COVERAGE FORTHEIR RESPECTIVE AGES AND INCOME BRACKETS. THE INITIALPREMIUMS WERE PAID BY ME BECAUSE NEITHER CLERK HAD THE PREMIUMSIMMEDIATELY AVAILABLE. IT WAS DONE IN RECOGNITION FOR THEMAGREEING TO APPLY FOR THE POLICIES AT THAT TIME. MY FULLEXPECTATION WAS FOR THEM TO REPAY THE ADVANCED PREMIUMS TO ME.
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