EDUARDO C MARR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1717 NORTH NAPERVILLE ROAD, SUITE 200, NAPERVILLE, IL, 60563.
EDUARDO C MARR has worked at LPL FINANCIAL LLC since October 15, 2009
Disclosure History
EDUARDO C MARR has 2 Disclosure Event(s).
Date: February 18, 1998 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HIS ACCOUNT WAS CHURNED ANDHIS ACCOUNT VALUE DECLINED BY APPROXIMATELY $17,000 WITHOUTBEING INFORMED Damage Amount Requested: $17,000.00 Broker Comment: MERRILL LYNCH DETERMINED THE CUSTOMER'SALLEGATIONS ARE WITHOUT MERIT AND CLOSED THE CASE.THE CUSTOMER WAITED ALMOST TWO YEARS SINCE THEALLEGED ACTIVITY TOOK PLACE, AND AFTER I HAD LEFT MERRILLLYNCH. THE CUSTOMER PARTICIPATED FULLY IN EACH INVESTMENTDECISION AND APPROVED EACH TRANSACTION. REGULAR STATEMENTSWERE SENT TO THE CLIENT'S RESIDENCE, INDICATING ALL ACTIVITY.
Date: February 21, 1992 Category: Employment Separation After Allegations Firm Name: PRUDENTIAL INSURANCE COMPANY OF AMERICA Termination Type: Discharged Allegations: N/ACOMPANY ALLEGES THAT LIFE INSURANCE POLICIESWRITTERN BY ME ON TWO MEMBERS OF THE OFFICE'S CLERICAL STAFFWAS AN IMPROPER ACTIVITY. THE COMPANY FURTHER ALLEGES THAT THEPAYMENT OF INITIAL PREMIUMS BY ME WAS ALSO IMPROPER. Broker Comment: EMPLOYMENT TERMINATED EFFECTIVE 2/21/92 VIALETTER DELIVERED TO ME BY DISTRICT MANAGER CHARLES COOPER. NOFURTHER CONTACT HAS BEEN MADE ON THIS MATTER.THE POLICIES WRITTEN ON THE TWO CLERICAL STAFFMEMBERS WAS BOTH REASONABLE AND JUSTIFIED IN TERMS OF FACEAMOUNT AND PREMIUM SIZE AS WELL AS APPROPRIATE COVERAGE FORTHEIR RESPECTIVE AGES AND INCOME BRACKETS. THE INITIALPREMIUMS WERE PAID BY ME BECAUSE NEITHER CLERK HAD THE PREMIUMSIMMEDIATELY AVAILABLE. IT WAS DONE IN RECOGNITION FOR THEMAGREEING TO APPLY FOR THE POLICIES AT THAT TIME. MY FULLEXPECTATION WAS FOR THEM TO REPAY THE ADVANCED PREMIUMS TO ME.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for EDUARDO C MARR, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.