EDUARDO JOSE SUAREZ is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 10781 WEST FLAGLER STREET, MIAMI, FL, 33174.
EDUARDO JOSE SUAREZ has worked at WELLS FARGO CLEARING SERVICES, LLC since July 26, 2011
Disclosure History
EDUARDO JOSE SUAREZ has 2 Disclosure Event(s).
Date: November 04, 2015 Category: Customer Dispute Allegations: Client alleges misrepresentation in connection with the rate of return of the offshore investment contract and the term of the contract. (12/29/2014) Damage Amount Requested: $50,000.00
Date: May 31, 2011 Category: Employment Separation After Allegations Firm Name: SUNTRUST INVESTMENT SERVICES, INC. Termination Type: Discharged Allegations: SUBMITTED A DOCUMENT (FEDEX LABEL) ASSOCIATED WITH A TRADE, WHICH WAS FOUND TO BE ALTERED AND UNRELATED TO THE TRADE AT ISSUE, LEAVING THE TRADE WITHOUT THE REQUIRED DOCUMENTATION UNDER POLICIES AND PROCEDURES.
More Information
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