EDWARD AARON BALFOUR is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 10500 NE 8TH STREET, SUITE 1600, BELLEVUE, WA, 98004.
EDWARD AARON BALFOUR has worked at AXA ADVISORS, LLC since June 01, 2017
Disclosure History
EDWARD AARON BALFOUR has 2 Disclosure Event(s).
Date: August 22, 2016 Category: Customer Dispute Allegations: Client alleges misrepresentation in the purchase of a variable annuity in 2011. Damage Amount Requested: $200,000.00 Broker Comment: The Firm found no basis to the customer complaint
Date: March 19, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE SALE OF A 2006 VARIABLE LIFE INSURANCE POLICY. CLIENT ALLEGES HE WAS INFORMED THAT BY PURCHASING THIS TYPE OF POLICY, IT WOULD GIVE HIM COMPLETE ACCESS TO HIS FUNDS WITHOUT PENALTY AT ANY TIME. CLIENT FURTHER ALLEGES THAT THE TRANSACTION FEES WERE EXCEDING HIS RETURN. CLIENT IS REQUESTING A REIMBURSEMENT OF ALL FUNDS DEPOSITED IN THE ACCOUNT MINUS THE TRANSACTION FEES. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.
More Information
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