EDWARD SIDNEY FELSENTHAL is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 949 South Shady Grove Road, Suite 300, Memphis, TN, 38120.
EDWARD SIDNEY FELSENTHAL has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
EDWARD SIDNEY FELSENTHAL has 1 Disclosure Event(s).
Date: February 01, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT EDWARD FELSENTHALSOLD HIM A VARIABLE UNIVERSIAL LIFE INSURANCE POLICY AGAINSTHIS WILL (IMPROPER SOLICITAION), AND THAT IT DID NOT MEET HISNEEDS AND OBJECTIVES (UNSUITABLE). HE DEMANDS REFUND OF ALLPREMIUMS PAID, LESS THE COST OF TERM INSURANCE. THECANCELLATION VALUE AFTER THE DEDUCTION OF THE COST OF INSURANCEIS $12,810.95 Damage Amount Requested: $12,810.95 Broker Comment: THE ALLEGATIONS WERE DENIED IN A LETTER TO CUSTOMER DATED FEBRUARY 26, 1999THE CLIENTS ALLEGATIONS WERE DENIED SINCE CUSTOMER SIGNED THE POLICY CHANGE FORM, THE APPLICATION. (WHICHINCLUDES QUESTIONS REGARDING SUITABILITY), THE PRODUCTPROSPECTUS, AND THE DISCLOSURE STATEMENT FOR THE POLICY. INADDITON, CUSTOMER STATES THAT HE RECEIVED THE POLICYCONTRACT AND EVIDENCE WAS SUBMITTED THAT THE POLICY WASDELIVERED TO HIM.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for EDWARD SIDNEY FELSENTHAL, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.