Edward Alvarez Gonzales

Edward Alvarez Gonzales is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 5501 75TH ST W SUITE 100, LAKEWOOD, WA, 98499.

Edward Alvarez Gonzales has worked at EDWARD JONES since September 13, 2013

Disclosure History

Edward Alvarez Gonzales has 2 Disclosure Event(s).

Date: October 22, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNAUTHORIZED TRADES. DAMAGES ESTIMATED TO BE MORE THAN $5,000. DATES OF ACTIVITY: 1/20/00-3/16/07
Broker Comment: I DENY THESE ALLEGATIONS

Date: August 24, 1999
Category: Customer Dispute
Allegations: CLIENT'S ATTORNEY ALLEGED FAILURE TO FOLLOW INSTRUCTIONS AND MISREPRESENTATION WITH REGARD TO THE SALE OF STOCKS IN THE CLIENT'S ACCOUNT IN AUGUST 1999.
Damage Amount Requested: $77,701.00
Broker Comment: THE CLAIM WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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