EDWARD HICKEY

EDWARD HICKEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at ONE BEDFORD FARMS DRIVE, SUITE 100, BEDFORD, NH, 03110.

EDWARD HICKEY has worked at LPL FINANCIAL LLC since March 09, 1998

Disclosure History

EDWARD HICKEY has 1 Disclosure Event(s).

Date: February 28, 2017
Category: Customer Dispute
Allegations: POOR PERFORMANCE. ACTIVITY PERIOD 9/24/13 - 2/27/17.
Damage Amount Requested: $300,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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