EDWARD ANTHONY JORDAN

EDWARD ANTHONY JORDAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 6565 AMERICA'S PARKWAY NE, STE 400, ALBUQUERQUE, NM, 87110.

EDWARD ANTHONY JORDAN has worked at MORGAN STANLEY since January 03, 2012

Disclosure History

EDWARD ANTHONY JORDAN has 3 Disclosure Event(s).

Date: September 04, 2013
Category: Customer Dispute
Allegations: CLIENTS ALLEGE, INTER ALIA, THAT CERTAIN BONDS WERE PURCHASED BEGINNING IN OR AROUND MAY 10, 2013 WITHOUT AUTHORIZATION.

Date: July 31, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE TERMS OF HIS INVESTMENT IN DIV CAP WERE MISREPRESENTED. (05/01/2007)

Date: July 30, 2012
Category: Customer Dispute
Allegations: ATTORNEY FOR CUSTOMER ALLEGES THAT, IN CONNECTION WITH THE PURCHASE OF A UNIVERSAL LIFE INSURANCE POLICY, FA MISREPRESENTED UNSPECIFIED ELEMENTS OF THE TRANSACTION. (03/01/2005)

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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