EDWARD KUBICK is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 LENOX DRIVE, SUITE 300, LAWRENCEVILLE, NJ, 08648.
EDWARD KUBICK has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
EDWARD KUBICK has 3 Disclosure Event(s).
Date: June 04, 2007 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT FINANCIAL ADVISOR, INTER ALIA, ALLEGEDLY ENGAGED IN CHURNING AND MADE ALLEGEDLY UNSUITABLE INVESTMENTS. CUSTOMER ALSO CLAIMS FINANCIAL ADVISOR MADE AN UNAUTHORIZED TRADE ON APRIL 23, 2007. Damage Amount Requested: $11,385.00
Date: March 30, 2005 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT FINANCIAL ADVISOR FAILED TO PROPERLY EXECUTE SELL ORDER ON 3/3/2005. Damage Amount Requested: $9,400.00
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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