EDWARD ALAN LEFKOW is currently employed as a Broker and/or Investment Adviser at PROEQUITIES, INC. located at 13284 LAKESIDE TERRACE, COOPER CITY, FL, 33330.
EDWARD ALAN LEFKOW has worked at PROEQUITIES, INC. since December 18, 2009
Disclosure History
EDWARD ALAN LEFKOW has 3 Disclosure Event(s).
Date: June 27, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: THE BANKRUPTCY HAS BEEN DISCHARGED AS OF 8/2/16.
Date: December 06, 1991 Category: Customer Dispute Allegations: NEGLIGENCE - DAMAGES AMOUNT AWARDED TOCUSTOMER $692.00. Damage Amount Requested: $692.00 Damages Granted: $692.00 Broker Comment: CLIENT AWARDED $692.00CLIENT REFUSED TO SIGN A CLIENT AGREEMENT OF AW-9. FIVE SETS WE SENT TO CLIENT TO SIGN BUT WERE REFUSED.ALL POSITIONS WERE TRANSFERRED OUT TO CLIENT. INDIVIDUALCOMPANIES WITHHELD BECAUSE NO W-9 WAS SIGNED.
Date: March 10, 1988 Category: Customer Dispute Allegations: IN OR ABOUT FEBRUARY 1992, THE CLIENTS FILEDA STATEMENT OF CLAIM AGAINST GRUNTAL, EDWARD LEFKOW, IRA WEINERAND ADVEST. THE STATEMENT OF CLAIM ALLEGES INTER ALIA, THATUNSUITABLE TRANSACTIONS, INCLUDING PURCHASES OF SPECULATIVESHARES, OPTIONS TRADING AND THE USE OF MARGIN; CHURNING;UNAUTHORIZED USE OF DISCRETION; FAILURE TO SUPERVISE; ANDMISREPRESENTATIONS IN VIOLATION OF RULE 10B-5, RESULTED INUNSPECIFIED LOSSES IN EXCESS OF $100,000. A RICO CLAIM IS ALSOALLEGED. Damage Amount Requested: $100,000.00 Settlement Amount: $44,000.00
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