EDWARD MICHAEL MCCAFFREY is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 1958 SUMMIT PARK DR, ORLANDO, FL, 32810.

EDWARD MICHAEL MCCAFFREY has worked at CHARLES SCHWAB & CO., INC. since January 17, 2003

Disclosure History

EDWARD MICHAEL MCCAFFREY has 2 Disclosure Event(s).

Date: January 13, 2014
Category: Financial
Type: Bankruptcy
Disposition: SIPA Trustee Appointed

Date: August 16, 2013
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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