EDWARD F MCNAMEE

EDWARD F MCNAMEE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1030 BROAD STREET 3RD FL, SHREWSBURY, NJ, 07702.

EDWARD F MCNAMEE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

EDWARD F MCNAMEE has 2 Disclosure Event(s).

Date: April 06, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGED INVESTMENTS WERE UNSUITABLE - 1997-1998.DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: April 06, 1998
Category: Customer Dispute
Allegations: SMITH BARNEY CLIENTS ALLEGED THAT THEIRACCOUNT WAS MISMANAGED-STOCKS AND BONDS. ALLEGED DAMAGES -$6,000
Damage Amount Requested: $6,000.00
Settlement Amount: $3,000.00
Broker Comment: THE CLAIM WAS SETTLED FOR $3,000. CLIENT'SLOSSES WERE THE RESULT OF AN ADMINISTRATIVE CLERICAL ERROR THATDIDN'T INVOLVE THE FINANCIAL CONSULTANT.NOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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