EDWARD FRANCIS MULLEN

EDWARD FRANCIS MULLEN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 71 OAKMONT DRIVE, CONCORD, NH, 03301.

EDWARD FRANCIS MULLEN has worked at MML INVESTORS SERVICES, LLC since July 12, 1983

Disclosure History

EDWARD FRANCIS MULLEN has 1 Disclosure Event(s).

Date: December 29, 2016
Category: Customer Dispute
Allegations: The complainant alleges that in 2015, the rep recommended that instead of liquidating his variable annuity, he move the funds into an account, which he advised could be accessed at any time. The complainant alleges that he has since learned that his money cannot be accessed in full.
Broker Comment: In the interest of customer goodwill, the request to terminated annuity payments was honored. Internal case #201626964.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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