EDWARD ASSADI RAMSEY is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 12150 ANNAPOLIS ROAD, SUITE 216, GLENN DALE, MD, 20770.
EDWARD ASSADI RAMSEY has worked at COMMONWEALTH FINANCIAL NETWORK since October 30, 1995
Disclosure History
EDWARD ASSADI RAMSEY has 1 Disclosure Event(s).
Date: June 30, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABILITY OF PORTION OF HIS PORTFOLIO DUE TO MARKET LOSS. Damage Amount Requested: $6,367.00 Broker Comment: CLIENT IS A SOPHISTICATED INVESTOR WITH OVER 20 YEARS OF INVESTMENT EXPERIENCE. THE CONSERVATIVE BOND PORTFOLIO OF $400,000 WAS ESTABLISHED IN 3/2013 AND INVESTED 90% IN BONDS INCLUDING SHORT DURATION BONDS. ADVISER DID NOT MAKE ANY PROMISES THE ACCOUNT WILL NOT FLUCTUATE AS BONDS VALUE FLUCTUATE WITH INTEREST RATES. THE ACCOUNT WAS DOWN $6,367 OR 1.6% AT THE TIME OF CLIENT COMPLAINT. THESE LOSSES WERE "UNREALIZED LOSSES" IN NATURE..
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