EDWARD SALVATORE REGISTRATO is currently employed as a Broker and/or Investment Adviser at WESTMINSTER FINANCIAL SECURITIES, INC. located at 10433 W. Coggins Drive, Sun City, AZ, 85351.
EDWARD SALVATORE REGISTRATO has worked at WESTMINSTER FINANCIAL SECURITIES, INC. since June 16, 2015
Disclosure History
EDWARD SALVATORE REGISTRATO has 1 Disclosure Event(s).
Date: November 01, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGED BY HIS REFERRAL TO A LICENSED TRUST COMPANY THAT MR. REGISTRATO 1) ACTED AS AN INVESTMENT ADVISERS WITHOUT REGISTRATION; 2) AIDED ENTERPRISE TRUST COMPANY IN PERPETRATING A FRUAD ON THE [CUSTOMER]; 3) WAS PART OF A SCHEME TO DEFRAUD THE [CUSTOMER]; AND, 4)WAS NEGLIGENT IN PROVIDING SERVICES AS A FINANCIAL PLANNER IN THAT HE DIDN'T DO A SUFFICIENT DUE DILIGENCE SEARCH. Settlement Amount: $300,000.00 Broker Comment: PURSUANT TO A SETTLEMENT AGREEMENT REACHED BETWEEN THE PARTIES DURING A MEDIATION, MR. REGISTRATO WAS DISMISSED FROM THE MATTER WITH PREJUDICE AND PAID THE [CUSTOMER] $300,000.
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