EDWARD BENEDICT SIMMONS is currently employed as a Broker and/or Investment Adviser at HIGHTOWER SECURITIES, LLC located at 2 MONUMENT SQUARE, 7TH FLOOR, PORTLAND, ME, 04101.
EDWARD BENEDICT SIMMONS has worked at HIGHTOWER SECURITIES, LLC since February 18, 2011
Disclosure History
EDWARD BENEDICT SIMMONS has 1 Disclosure Event(s).
Date: October 17, 2002 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED THAT THE PURCHASE OF FLEET CAPITAL TRUST I PREFERRED STOCK AND XCEL ENERGY COMMON STOCK ON MARCH 6, 2002 WERE UNAUTHORIZED. NO SPECIFIC DAMAGES WERE CLAIMED. Broker Comment: MERRILL LYNCH FOUND THAT CUSTOMERS AUTHORIZED AND RATIFIED THE PURCHASE OF FLEET CAPITAL TRUST PREFERRED STOCK AND XCEL ENERGY COMMON STOCK.
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