EDWARD GEORGE TURNBULL is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 FINANCIAL PLZ, PROVIDENCE, RI, 02903.
EDWARD GEORGE TURNBULL has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 27, 2009
Disclosure History
EDWARD GEORGE TURNBULL has 2 Disclosure Event(s).
Date: January 13, 2017 Category: Customer Dispute Allegations: The Customer alleges misrepresentation regarding a variable annuity issued in September 2012.
Date: September 21, 1999 Category: Customer Dispute Allegations: ALLEGED BROKER DID NOT DISCLOSE CONTINGENT DEFERRED SALES CHARGE ON DW TAX EXEMPT SECURITIES FUND PURCHASES OF 11/20/98, 11/24/98, AND 12/7/98. Damage Amount Requested: $16,000.00 Broker Comment: DEAN WITTER DETERMINED THAT ALLEGATIONS LACKED MERIT AND DENIED CLAIM. CORRECT RESOLUTION DATE IS 10/15/1999.
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