EDWIN CORBY BERTOLETT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 20807 BISCAYNE BLVD, SUITE 403, AVENTURA, FL, 33180.
EDWIN CORBY BERTOLETT has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
EDWIN CORBY BERTOLETT has 2 Disclosure Event(s).
Date: May 07, 2001 Category: Customer Dispute Allegations: THE CLIENT'S ATTORNEY ALLEGED UNAUTHORIZED TRADING WITH REGARD TO THE SALES OF EQUITIES AND UNIT INVESTMENT TRUSTS. MARCH 2001. ALLEGED DAMAGES UNSPECIFIED. Broker Comment: THE ATTORNEY'S ALLEGATIONS WERE DENIED.
Date: July 24, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT UNIT TRUSTS WERE PURCHASED IN HIS ACCOUNT IN 1999 AND 2000 WITHOUT HIS AUTHORIZATION. Damage Amount Requested: $8,600.00 Broker Comment: WHILE THE CLAIM OF UNAUTHORIZED TRADING WAS DENIED, AS AN ACCOMMODATION, THE TRADE WAS ADJUSTED AT NO COST TO THE FIRM OR THE CLIENT.
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