EDWIN ALBERTO GOMEZ

EDWIN ALBERTO GOMEZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1395 PICCARD DR, STE 180, ROCKVILLE, MD, 20850.

EDWIN ALBERTO GOMEZ has worked at PFS INVESTMENTS INC. since August 06, 2012

Disclosure History

EDWIN ALBERTO GOMEZ has 2 Disclosure Event(s).

Date: November 15, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 17, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for EDWIN ALBERTO GOMEZ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.