EDWIN VICTOR HAUGEN

EDWIN VICTOR HAUGEN is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 2201 36th Ave SW, Minot, ND, 58701.

EDWIN VICTOR HAUGEN has worked at THRIVENT INVESTMENT MANAGEMENT INC. since July 01, 2002

Disclosure History

EDWIN VICTOR HAUGEN has 2 Disclosure Event(s).

Date: March 14, 2011
Category: Criminal
Charges: Issuing a bank check with insufficient funds in ward county, ND
Disposition: Dismissed

Date: January 07, 2011
Category: Criminal
Charges: NSF
Disposition: Dismissed
Broker Comment: NSF for Gas Stop. Check was to pay for fuel

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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