EDWIN LOWE LIVELY

EDWIN LOWE LIVELY is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 7294 Maidencane Court, SEMINOLE, FL, 33777.

EDWIN LOWE LIVELY has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

EDWIN LOWE LIVELY has 1 Disclosure Event(s).

Date: February 06, 2012
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REGISTERED REPRESENTATIVE MADE AN UNSUITABLE RECOMMENDATION TO REPLACE HER EXISTING JOHN HANCOCK VARIABLE ANNUITY WITH A METLIFE VARIABLE ANNUITY.
Damage Amount Requested: $5,000.00
Broker Comment: CLIENT COMPLAINT WAS DENIED AS BEING WITHOUT MERIT ON 2/17/2012.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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