EDWIN LINDSAY MARSTON is currently employed as a Broker and/or Investment Adviser at FORESTERS EQUITY SERVICES, INC. located at 112G CENTRE BLVD, MARLTON, NJ, 08053.
EDWIN LINDSAY MARSTON has worked at FORESTERS EQUITY SERVICES, INC. since October 08, 2013
Disclosure History
EDWIN LINDSAY MARSTON has 1 Disclosure Event(s).
Date: September 04, 2001 Category: Customer Dispute Allegations: THE CLIENT STATES THAT THE REGISTERED REPRESENTATIVE INVESTED HER FUNDS IN AN AGGRESSIVE MUTUAL FUND INSTEAD OF A MONEY MARKET FUND AS SHE HAD REQUESTED. Damage Amount Requested: $50,665.81 Settlement Amount: $25,000.00 Broker Comment: THE COMPANY DETERMINED THAT THE CLIENT AGREED TO TRANSFER ALL THE MONEY INTO THE KOBRICK CAPITAL FUNDS, WHICH IS A GROWTH FUND. AS AN ACT OF GOOD FAITH, THE COMPANY OFFERED TO REIMBURSE THE SALES CHARGES INCURRED AS A RESULT OF THE SALE. ON 10/24/2002, AS THE RESULT OF NASD MEDIATION, THE CASE WAS SETTLED FOR THE ABOVE LISTED AMOUNT. CLAIMANT DISMISSED AND WITHDREW WITH PREJUDICE ALL CLAIMS SHE HAD ASSERTED AGAINST THE REPRESENTATIVE.
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