EFRAIN CALDERA

EFRAIN CALDERA is currently employed as a Broker and/or Investment Adviser at BLACKROCK EXECUTION SERVICES located at 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ, 08540.

EFRAIN CALDERA has worked at BLACKROCK EXECUTION SERVICES since April 20, 2016

Disclosure History

EFRAIN CALDERA has 2 Disclosure Event(s).

Date: December 03, 2014
Category: Financial
Type: Compromise
Disposition: Forclosure
Broker Comment: owned both holmes at previous military duty station, when government relocated me I could not sell or maintain the properties. I decided to let them go back to the banks (as foreclosure), under the SCRA (service-members civil relief act).

Date: August 15, 2014
Category: Financial
Type: Compromise
Disposition: Forclosure

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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