EILEEN THOMSON ERICKSON

EILEEN THOMSON ERICKSON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1453 3RD ST. - SUITE 200, SANTA MONICA, CA, 90401.

EILEEN THOMSON ERICKSON has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

EILEEN THOMSON ERICKSON has 1 Disclosure Event(s).

Date: December 19, 1972
Category: Criminal
Charges: ONE CHARGE OF PETTY THEFT, A MISDEMEANOR, PLED, NOT GUILTY Charge Type: MISDEMEANOR
Disposition: CONVICTED ON 04/05/1973. FINED $50, SUSPENDED AND 5 DYAS IN JAIL, ALSO SUSPENDED. GIVEN ONE YEAR PROBATION.
Broker Comment: I WAS 18, JUST OUT OF HIGH SCHOOL, BROKE, UNEMPLOYED AND HUNGRY. I STOLE 2 PACKAGES OF LUNCH MEAT FROM A GROCERY STORE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for EILEEN THOMSON ERICKSON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.