EILEEN THERESE STONER

EILEEN THERESE STONER is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 16810 KENTON DRIVE, SUITE 310, HUNTERSVILLE, NC, 28078.

EILEEN THERESE STONER has worked at UBS FINANCIAL SERVICES INC. since June 16, 2011

Disclosure History

EILEEN THERESE STONER has 1 Disclosure Event(s).

Date: January 31, 2005
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT RR PURCHASED UNSUITABLE INVESTMENTS FOR THEIR ACCOUNTS AND MISREPRESENTED CERTAIN INVESTMENTS AND FEES.UNSPECIFIED DAMAGES OVER $100,000 (TO BE SPECIFIED AT HEARING) Damages Granted: $1,500.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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