ELBA MARIA CORUJO-RAMSEY

ELBA MARIA CORUJO-RAMSEY is currently employed as a Broker and/or Investment Adviser at NATIONWIDE PLANNING ASSOCIATES INC. located at 268 Muñoz Rivera Ave, World Plaza Suite 805, San Juan, PR, 00918.

ELBA MARIA CORUJO-RAMSEY has worked at NATIONWIDE PLANNING ASSOCIATES INC. since August 22, 2016

Disclosure History

ELBA MARIA CORUJO-RAMSEY has 2 Disclosure Event(s).

Date: October 01, 2009
Category: Employment Separation After Allegations
Firm Name: AXA ADVISORS, LLC.
Termination Type: Permitted to Resign
Allegations: RR WAS PERMITTED TO RESIGN WHILE UNDER REVIEW FOR UNDISCLOSED OUTSIDE BUSINESS ACTIVITIES.
Broker Comment: BM ALLEGED REP CONDUCTED ACTIVITIES OUTSIDE THE FIRM, REP SAYS THEY WERE UNFOUNDED

Date: April 30, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IN FEBRUARY OF 2005 THE REP DID NOT EXPLAIN THE PRODUCT CLEARLY AND NEVER MENTIONED THE POSSIBILITY OF CASH VALUE LOSS.
Damage Amount Requested: $6,000.00
Broker Comment: COMPENSATORY DAMAGES REFLECTS TOTAL PREMIUMS CLIENT CONTRIBUTED TO THE POLICY.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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